(From Part III Column D)
Check if this is an initial Certificate of Compliance (see instructions)
If no please submit your registration to ATF before proceeding
If no you are required to appoint a resident agent for service of process and complete item A below
If yes please attach a copy of your ATF registration
If yes provide Alaska Corporation File # and Alaska Business License #
(initial one)
(name & address)
(Non participating manufacturers must complete Parts II III IV V and VI and attach a copy of the escrow agreement including all amendments
(Participating manufactureres must complete Part II Columns A & B of Part III Part V and Part VI)
(This certificate of compliance must also be signed and dated by an authorized notary public)
(To be completed by Authorized Agent of Financial Institution where the escrow account was established)
0 0006794
0 0013181
0 0017660
0 0027414
0 0033761
0 0040637
0 0046882
0 0062587
0 0070119
0 0077877
0 0085868
0 0094099
0 0102576
0 0104712
0 0111506
0 0136125
0 0149306
0 0153785
0 0167539
0 0167539
0 0188482
0 0188482
0 0188482
0 0194953
0 0201300
0 0208176
0 0214421
0 0251069
0 0258601
0 0266359
0 0274350
0 0282581
0 0291058
1 Are you registered with ATF? Yes No
1 Cigarettes Sold In Alaska Enter the number of cigarettes sold in Alaska during the sales year
2 Are you registered to do business in Alaska? Yes No
2 Escrow payment required Multiply the number of cigarettes sold on line 1 by the appropriate rate in
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5105100405 510 Revised 04/10/13 page 1
A Brand Family
A Non participating Tobacco Product Manufacturer in full compliance with AS 45 53
A Participating Manufacturer under the Tobacco Master Settlement Agreement
A Qualified Escrow Fund
Adjusted Rate
adjustment for inflation applicable to each year s escrow payment) $
Agent Name
AK Preceding
Alaska
Amount deposited into the qualified escrow account for the sales year identified in Part II $
applicable sales year
Authority: AS 43 50 & 45 53
B Brand Name
B Financial Institution Certification
Balance
Balance as of in qualified escrow account for the benefit of the State of Alaska $
C Escrow Deposit/Withdrawal History for Alaska
C Units Sold in
Certificate of Compliance
Certificate of Compliance
City or County of
column C (Refer generally to Exhibit C of the Tobacco Master Settlement Agreement for calculation of the cumulative
Company Name
Contact Phone Number
D Units Sold
Deposit
E Other Manufacturer of (A) in Preceding Year
Email Address
Email Address
Escrow Account Number
Escrow Rate
Escrow Rates and Payments
Fax Number
Fax Number
in AK Current
Inflation Adj
institution where the escrow account is maintained)
Mail to: Alaska Department of Revenue
Mailing Address
Mailing Address
My Commission expires
Name of Institution
Name of Manufacturer
Name of Person Completing Report
Note: Initial certification should include a complete history of activity in the escrow account Annual certifications thereafter should be for the
Part I: Tobacco Product Manufacturer Identification
Part II: Sales Year (see instructions)
Part III: Brand Family Identification (attach additional sheets if necessary)
Part IV: Non participating Manufacturer Certification
Part V: PACT Act Registration (must be completed by both PMs and NPMs)
Part VI: Signatures (Nonparticipating manufacturers must obtain a signature from an authorized agent of the financial
Phone Number
Phone Number
Printed Name of Authorized Agent of Financial Institution
Printed Name of Authorized Agent of Manufacturer
Representative Name
Sales Year
Signature of Authorized Agent of Financial Institution
Signature of Authorized Agent of Manufacturer
Signature of Notary Public
State
State
State Account Number
Subscribed and sworn to before me on this date
The rate per cigarette is
The rate per cigarette is
The rate per cigarette is
The rate per cigarette is
The rate per cigarette is
The rate per cigarette is
The rate per cigarette is
The Tobacco Product Manufacturer identified above is as of the date of certification:
The year of sales for this Certificate of Compliance: (Please complete a separate certification for each year of sales)
thereto executed with the Financial Institution identified in Part IV)
Title
Title
Tobacco Product Manufacturer
Tobacco Product Manufacturer
Total Units Sold
Under penalty of perjury I state that to the best of my knowledge all of the information contained in the Certificate of Compliance is true and accurate
Withdrawal
You must retain all supporting documents substantiating this Certificate of Compliance for a period of five years
Zip Code
Zip Code